Compliance Officer at Open Journal

Stillingsbeskrivelse:

Siste jobbinformasjon fra Open Journal for stillingen som Compliance Officer. If the Compliance Officer ledige stillingen i Norge matcher dine kvalifikasjoner, vennligst send din oppdaterte søknad eller CV direkte via Jobkos-portalen.

Vær oppmerksom på at det ikke alltid er enkelt å søke jobb, da kandidater må oppfylle visse krav satt av selskapet. Vi håper karrieremuligheten hos Open Journal for stillingen som Compliance Officer nedenfor passer for deg.

Role Overview

The Compliance Officer is responsible for overseeing and implementing compliance systems while Investa meets its business goals.

Key Responsibilities

• Implement and manage an effective legal compliance program.
• Manage the Selskap’s AML program by establishing and/or maintaining existing AML procedures and frameworks to mitigate operational, compliance, and reputational risks.
• Responsible for the internal control supervision of other employees, agents, salesmen, officers, directors, clerks and stockholders of the investment arms of Investagrams, Inc. (Stock Broker, Mutual Fund Distributor, and future investment-related companies) in compliance with the rules and regulations of the SEC, BSP, AMLA, and the PSE.
• Develop procedures and monitor on a daily basis compliance with AMLA and diligently observe reporting procedures such as filing of STRs and CTRs.
• Create and manage effective action plans in response to audit discoveries and compliance violations, and ensure sufficient awareness of all relevant employees about the Selskap’s AML strategies.
• Diligently and effectively comply with all the reportorial requirements of the regulators such as the PSE, SEC, BSP and AMLC.

Qualifications

• Bachelor’s degree in law, finance, business management, or any related field.
• 1–3 years’ proven experience in a compliance officer role.
• Being a licensed AP/CO by the SEC is an advantage.
• Knowledge of legal requirements and controls (e.g. Anti-Money Laundering, or AML).
• Excellent oral and written communication skills.
• Highly-analytical with strong attention to detail.
• Exposure to banking or financing services is an advantage.

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Jobbinformasjon:

• Selskap: Open Journal
• Stilling: Compliance Officer
• Arbeidssted: Norge
• Land: NO

Slik sender du inn en søknad:

Etter å ha lest og forstått kriteriene og minimumskravene som er forklart i jobbinformasjonen Compliance Officer at the office Norge ovenfor, vennligst ferdigstill søknadsdokumentene dine som søknadsbrev, CV, kopi av vitnemål og andre vedlegg. Send inn via 'Neste side'-lenken nedenfor.

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